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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
American Call Option (obligation to sell) | $ 31 | 06/13/2013 | S | 50,000 | 06/13/2013 | 12/20/2013 | Common Units Representing Limited Partnership Interests | 50,000 | $ 0.90 | 0 | I | See Footnotes (1) (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Sin Ong Tiong C/O RRJ MANAGEMENT (HK) LIMITED 802-804 MAN YEE BUILDING, 68 DES VOEUX ROAD CENTRAL, K3 |
X | |||
Novolink Investments Ltd C/O CCS TRUSTEES LIMITED, 263 MAIN STREET, P.O.BOX 2196, ROAD TOWN TORTOLA, D8 |
X | |||
RRJ Capital Master Fund I, L.P. FLOOR 4, WILLOW HOUSE, CRICKET SQUARE, PO BOX 268, GRAND CAYMAN, E9 KY1-1104 |
X | |||
RRJ Capital Ltd FLOOR 4, WILLOW HOUSE, CRICKET SQUARE, PO BOX 268, GRAND CAYMAN, E9 KY1-1104 |
X |
/s/ Ong Tiong Sin Director, for Novolink Investments Limited | 06/17/2013 | |
**Signature of Reporting Person | Date | |
/s/ Ong Tiong Sin Director, for RRJ Capital Ltd, general partner of RRJ Master Fund I, L.P. | 06/17/2013 | |
**Signature of Reporting Person | Date | |
/s/ Ong Tiong Sin Director, for RRJ Capital Ltd | 06/17/2013 | |
**Signature of Reporting Person | Date | |
/s/ Ong Tiong Sin | 06/17/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | RRJ Capital Master Fund I, L.P. ("RRJ Master") is the sole shareholder of Novolink Investments Limited ("Novolink"). RRJ Capital Ltd ("RRJ Capital") is the general partner of RRJ Master and Ong Tiong Sin ("Mr. Ong") is the sole shareholder of RRJ Capital. As a result, RRJ Master, RRJ Capital and Mr. Ong may be deemed to have voting and dispositive power over the common units of the Issuer directly held by Novolink and may be deemed to indirectly beneficially own the 9,638,554 common units of the Issuer. Mr. Ong is the sole shareholder of Pertin Investment Limited and Bosland Limited and Mr. Ong may be deemed to indirectly beneficially own the 2,409,638 common units of the Issuer directly held by Pertin Investment Limited and Bosland Limited. Each of Mr. Ong, RRJ Master and RRJ Capital disclaim beneficial ownership of the securities reported on this Form 4 except to the extent of their pecuniary interest therein. (Continued in Footnote 2) |
(2) | The inclusion of the securities in this report shall not be deemed an admission of beneficial ownership of these securities for purposes of Section 13(d) of the Act or for any other purpose including the purposes of Section 16 of the Act. |
Remarks: Each reporting person disclaims the existence of a "group" for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act") or any other purpose. |