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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Sin Ong Tiong C/O RRJ MANAGEMENT (HK) LIMITED 802-804 MAN YEE BLDG 68 DES VOEUX ROAD CENTRAL, K3 |
X | |||
Novolink Investments Ltd C/O RRJ MANAGEMENT (HK) LIMITED 802-804 MAN YEE BLDG 68 DES VOEUX ROAD CENTRAL, K3 |
X | |||
RRJ Capital Master Fund I, L.P. C/O RRJ MANAGEMENT (HK) LIMITED 802-804 MAN YEE BLDG 68 DES VOEUX ROAD CENTRAL, K3 |
X | |||
RRJ Capital Ltd C/O RRJ MANAGEMENT (HK) LIMITED 802-804 MAN YEE BLDG 68 DES VOEUX ROAD CENTRAL, K3 |
X |
Novolink Investments Limited, By: /s/ Ong Tiong Sin, Director | 06/03/2014 | |
**Signature of Reporting Person | Date | |
RRJ Capital, general partner of RRJ Master Fund I, L.P., By: /s/ Ong Tiong Sin, Director | 06/03/2014 | |
**Signature of Reporting Person | Date | |
RRJ Capital Ltd, By: /s/ Ong Tiong Sin, Director | 06/03/2014 | |
**Signature of Reporting Person | Date | |
Ong Tiong Sin, /s/ Ong Tiong Sin | 06/03/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On June 3, 2014, Mr. Ong Tiong Sin ("Mr. Ong"), through his indirect controlled subsidiary, Novolink Investments Limited ("Novolink"), sold 9,000,000 common units of the Issuer on the open market at a price of $32.47 per common unit for a total price of $292,230,000. |
(2) | RRJ Capital Master Fund I, L.P. ("RRJ Master") is the sole shareholder of Novolink. RRJ Capital Ltd ("RRJ Capital") is the general partner of RRJ Master and Mr. Ong is the sole shareholder of RRJ Capital. As a result, RRJ Master, RRJ Capital and Mr. Ong may be deemed to have voting and dispositive power over the common units of the Issuer directly held by Novolink and may be deemed to indirectly beneficially own the 638,554 common units. Each of Mr. Ong and RRJ Capital disclaim beneficial ownership of the securities reported on this Form 4 except to the extent of their pecuniary interest therein. The inclusion of the securities in this report shall not be deemed an admission of beneficial ownership of these securities for purposes of Section 13(d) of the Act or for any other purpose including the purposes of Section 16 of the Act. |